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LMA Recruitment Legal & Compliance has been considered frontrunner in the legal and compliance recruitment industry. The LMA Recruitment legal and compliance desk covers APAC out of Singapore and works closely with our London Head Office. Whether you are looking for a temporary, interim or permanent position, our global network and local experts will provide you with an advantage during your job search.

Our specialist consultants keep abreast of market and regulatory change, enabling us to provide both an advisory and search service. We excel at assisting our candidates in an extremely competitive arena. We work with companies to provide talent at all levels, so whether you are looking for a junior or senior role, we will find the perfect opportunity for you.

Browse our latest Legal and Compliance jobs or contact one of our consultants to see how we can help you secure your next role.

Looking for a Legal or Compliance professional to join your company? Contact us today.

Latest roles.

Investment Compliance Analyst

Investment Compliance Analyst KEY ACCOUNTABILITIES Investment Compliance - assist business owners to identify and monitor guideline compliance (including both regulatory and client mandated guidelines) Reporting - provide timely management of reports and escalation of regulatory and guideline compliance issues and deal with audit/quality assurance/inspection queries/issues relating to Investment Compliance function and regulatory compliance matters. Duties and Responsibilities: Investment Guidelines Compliance Conduct daily pre and post trade Investment Compliance monitoring Advise fund managers and internal customers on the interpretation of the relevant investment guidelines and restriction Improve and enhance the effectiveness and efficiency of investment guidelines monitoring processes through process optimisation, technology, and automation Perform reviews of manual control rule monitoring Ensure that any investment breach (both passive and active) is properly followed up and reported on including to the client, where required Provide timely compliance reports and certification to clients on a periodic basis Delegation Oversight Review the regular attestation received from delegates and escalate any guideline compliance issues to management Participate in on-going due diligence on delegations related matters Coding & Innovation Guideline interpretation, translation, testing and sign-off Pre & Post trade monitoring process & policy documentation Centralisation on rule coding & testing for the firm's Local Business Units General Assignments Perform other guideline compliance tasks which may be assigned from time-to-time by supervisors to discharge the team's Investment Compliance functions e.g., assist in new instrument approval process EXPERIENCE / QUALIFICATIONS Graduate or post-graduate degree in Business/Accountancy/Finance Minimum 4 years of relevant financial regulatory compliance experience preferably in an asset management company Strong knowledge of MAS Code of CIS, Central Provident Board Investment Scheme and UCITS Investment restrictions and investment guidelines Candidates with BlackRock Aladdin or any similar investment monitoring related system experience within a multinational fund management would be preferred Company Reg No.: 201131609D | License No.: 11C4684 | EA Reg no: R1660533

  • Singapore
  • Permanent
  • Up to S$80000 per annum
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