Key Duties and Responsibilities
- Perform credit assessments on the client during on-boarding to understand the client's
- profile and establish appropriate trading limits for various groups of clients
- Review and process ad-hoc trading limit applications for increases in the client's trading limits
- Monitor and control each clients' margin levels and threshold
- Perform back testing and stress testing at both product and portfolio level
- Monitor the status of outstanding margin calls and execute the relevant steps in accordance
- to the procedure of the company
- Analyze, extract and compute data for RBC and regulatory reporting
- Prepare daily risk reports for reporting to Management
- Be involved in ad-hoc functions/duties, development projects and systems UAT as assigned
- by Management
- Participate in setting up risk related guidelines and policies, as well as, designing good
- monitoring systems to ensure operational efficiency and accuracy
- Required to cover duties over some public holidays / shifts
Experience And Skills
- 4 years relevant working experience in brokerage or exchange business is preferred.
- Familiarity with market and credit risk control in the brokerage business is preferred
- Having knowledge in enterprise risk management
- As this is a control function job, the applicant should possess strong integrity and work ethics
- Monitor, identify, assess and report risks of the company
- Must be comfortable with data crunching and presenting the data to Management
- Contributed to policy documentation and assist in governance reporting and processes
- Good command of English and Chinese
Company Reg No.: 201131609D, Licence No.: 11C4684, Reg No: R1660533
