Assistant Vice President, Risk Management

  • Sector: LMA Asia Legal & Compliance
  • Contact: Bryant Tan
  • Client: LMA
  • Location: Singapore
  • Salary: Negotiable
  • Expiry Date: 27 March 2023
  • Job Ref: BBBH410823_1673251666

Key Duties and Responsibilities

  • Perform credit assessments on the client during on-boarding to understand the client's
  • profile and establish appropriate trading limits for various groups of clients
  • Review and process ad-hoc trading limit applications for increases in the client's trading limits
  • Monitor and control each clients' margin levels and threshold
  • Perform back testing and stress testing at both product and portfolio level
  • Monitor the status of outstanding margin calls and execute the relevant steps in accordance
  • to the procedure of the company
  • Analyze, extract and compute data for RBC and regulatory reporting
  • Prepare daily risk reports for reporting to Management
  • Be involved in ad-hoc functions/duties, development projects and systems UAT as assigned
  • by Management
  • Participate in setting up risk related guidelines and policies, as well as, designing good
  • monitoring systems to ensure operational efficiency and accuracy
  • Required to cover duties over some public holidays / shifts

Experience And Skills

  • 4 years relevant working experience in brokerage or exchange business is preferred.
  • Familiarity with market and credit risk control in the brokerage business is preferred
  • Having knowledge in enterprise risk management
  • As this is a control function job, the applicant should possess strong integrity and work ethics
  • Monitor, identify, assess and report risks of the company
  • Must be comfortable with data crunching and presenting the data to Management
  • Contributed to policy documentation and assist in governance reporting and processes
  • Good command of English and Chinese

Company Reg No.: 201131609D, Licence No.: 11C4684, Reg No: R1660533