Compliance Officer

  • Sector: LMA Asia Legal & Compliance
  • Contact: Bryant Tan
  • Client: LMA
  • Location: Singapore
  • Salary: S$60000.00 - S$80000.00 per annum
  • Expiry Date: 20 November 2022
  • Job Ref: BBBH403942_1663723611

Compliance Officer

  • Providing licensing related support in both Singapore and applicable jurisdictions
  • Conducting due diligence on customers, vendors, services provider and business partners
  • Performing risk rating assessment on customers and conducting enhanced due diligence ("EDD")
  • Conducting customer, services provider's due diligence reviews
  • Conducting regulatory reporting to MAS
  • Assist Head of Compliance carrying out Enterprise-Wide Risk Assessment ("EWRA")
  • Filing Suspicious Transactions Report ("STRs")
  • Acting as the DPO (Data Protection Officer) for the Singapore Office
  • Assisting in any other adhoc administrative/project-based tasks
  • Keeping abreast of the compliance and regulatory changes.

Qualifications

  • A Bachelor's Degree in Economics, Finance or related field.
  • Strong analytical, investigative and risk assessment skills.
  • Good to have some experience in compliance technological space (compliance solutions such as transaction monitoring systems, due diligence screening system etc.)
  • Overall experience can be 2-5 years.

Company Reg No.: 201131609D, Licence No.: 11C4684, EA Reg. No.: R16550133