Derivatives Clearing Officer
Derivatives Execution & Clearing (DEC) Operations is a transversal department that support the Global Market business (Global Equities, Global Credit & Global Macro) and Securities Services business. DEC provides clients access to markets globally and APAC Operations team manages all APAC client bookings and exchange interactions.
Responsibilities:
- Ensuring all top day trades are allocated, cleared & accepted in a timely & efficient manner
- Maintenance of back office clearing static data
- Perform daily trade, position and flows reconciliations and maintaining accurate exchange open interest
- Ensuring regulatory reporting submissions are accurately delivered before deadline, to exchange & regulators
- Coordinate with Treasury team on exchange or sub-clearer margin call payments
- Monitoring and reporting operational risks associated with the clearing and/or reconciliation processes
- To coordinate and respond to audit requests, Risk Control Self Assessment (RCSA), control plans, business impact analysis, incident follow-up, etc
- Monitoring daily regulatory reporting submissions to exchange & regulators
- Collaborate with internal departments including: Front Office, Client Services, IT, Credit & Risk, Finance, Treasury and Compliance
- Working closely with IT, advising of system issues on a daily basis
- Assisting with mandatory exchange upgrades and internal projects, in association with software vendors & internal systems
Company Reg No.: 201131609D | Licence No.: 11C4684 | Reg No: R21100351, Hiong Hao Yi
