Our client is a diversified principal trading firm, seeking for an onboarding specialist to join the team.
Key Responsibilities:
- Manage all aspects of counterparty onboardings and refreshes with a focus on crypto counterparties. Be the main point of contact with the counterparty and internally.
- Liaise directly with the counterparty to ensure all information is received and disseminated.
- Review information provided by counterparty and question inconsistencies as a preliminary compliance check.
- Liaise with our internal compliance team to conduct KYC due diligence
- Liaise with internal legal teams to execute any required agreements necessary for the relationship
- Liaise with other internal support teams to gather or disseminate information as needed
- Keep internal trading teams informed of status throughout the entire onboarding process and escalate issues as needed
- Handle sensitive and confidential information in accordance with policies
- Manage competing priorities and set clear expectations for stakeholders
- Recommend, develop, and implement solutions to support continuous improvement to our processes and procedures
Required Skills & Experience:
- BA/BS degree in Finance, Business, Legal Studies, and/or similar discipline
- 1-3 years of relevant experience, preferably working in financial services, compliance, or legal environment
- Background in KYC requirements/regulations would be helpful
- Ability to effectively analyze/vet counterparty information and documentation in order to facilitate account opening
- Strong organizational and time management skills; excellent attention to detail
- Exceptional written and verbal communication skills
- Ability to work well under pressure and handle challenging deadlines, high sense of urgency
- Proven analytical and problem-solving skills
- Collaborative and positive team player focused on achieving team success
- Knowledge of financial industry products and trends
- Proven relationship management skills
Company Reg No.: 201131609D | Licence No.: 11C4684 | EA Reg no: R1110919
